The Five Star Wealth Manager award, administered by Crescendo Business Services, LLC (dba Five Star Professional), is based on 10 objective criteria. Eligibility criteria – required: 1. Credentialed as a registered investment adviser or a registered investment adviser representative;
2. Actively licensed as a registered investment adviser or as a principal of a registered investment adviser firm for a minimum of 5 years; 3. Favorable regulatory and complaint history review (As defined by Five Star Professional, the wealth manager has not; A. Been subject to a
regulatory action that resulted in a license being suspended or revoked, or payment of a fine; B. Had more than a total of three settled or pending complaints filed against them and/or a total of five settled, pending, dismissed or denied complaints with any regulatory authority
or Five Star Professional’s consumer complaint process. Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professional’s consumer complaint process; feedback may not
be representative of any one client’s experience; C. Individually contributed to a financial settlement of a customer complaint; D. Filed for personal bankruptcy within the past 11 years; E. Been terminated from a financial services firm within the past 11 years; F. Been convicted of
a felony); 4. Fulfilled their firm review based on internal standards; 5. Accepting new clients. Evaluation criteria – considered: 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or non-discretionary client assets administered;
9. Number of client households served; 10. Education and professional designations. Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers. Award does not evaluate quality of services provided to clients. Once awarded, wealth
managers may purchase additional profile ad space or promotional products. The Five Star award is not indicative of the wealth manager’s future performance. Wealth managers may or may not use discretion in their practice and therefore may not manage their client’s assets.
The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication. Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future
investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future. For more information on the Five Star award and the research/selection methodology, go to fivestarprofessional.com
Simplify Life • Instill Confidence • Pursue Growth
Left to right: 2016 – 2018 winner Timothy Burklow, Private Wealth Advisor; 2012 – 2015, 2017 – 2018 winner Matthew Rotella, Private Wealth Advisor;
(Not pictured: 2012 – 2015, 2017 – 2018 winner Christopher Rotella, Financial Advisor)
Building mutually beneficial relationships with busy and successful people committed to long-term financial planning.
We have developed a process that ensures we never lose sight of two essential elements of financial independence. These two elements are what matters and what you can control. In our
18 years of business, we have enjoyed helping people realize their dreams and plan for their future. Leadership, discipline, organization and staying calm in the eye of a storm are just a
few of the skills which have helped us develop and define a process that puts all the financial pieces of the puzzle together.
Burklow, Rotella & Associates
Investors should conduct their o wn evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success. Ameriprise Financial Services, Inc., Member FINRA and SIPC.
Wealth Manager Award Winner
Burklow, Rotella & Associates
A private wealth advisory practice of Ameriprise Financial Services, Inc.
73 Newark Pompton Turnpike, Floor 2 • Riverdale, NJ 07457
Phone: 973-616-8020 • email@example.com • www.burkrote.com