The Five Star Wealth Manager award, administered by Crescendo Business Services, LLC (dba Five Star Professional), is based on 10 objective criteria. Eligibility criteria – required: 1. Credentialed as a registered investment adviser or a registered investment adviser representative;
2. Actively licensed as a registered investment adviser or as a principal of a registered investment adviser firm for a minimum of 5 years; 3. Favorable regulatory and complaint history review (As defined by Five Star Professional, the wealth manager has not; A. Been subject to a
regulatory action that resulted in a license being suspended or revoked, or payment of a fine; B. Had more than a total of three settled or pending complaints filed against them and/or a total of five settled, pending, dismissed or denied complaints with any regulatory authority
or Five Star Professional’s consumer complaint process. Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professional’s consumer complaint process; feedback may not
be representative of any one client’s experience; C. Individually contributed to a financial settlement of a customer complaint; D. Filed for personal bankruptcy within the past 11 years; E. Been terminated from a financial services firm within the past 11 years; F. Been convicted of
a felony); 4. Fulfilled their firm review based on internal standards; 5. Accepting new clients. Evaluation criteria – considered: 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or non-discretionary client assets administered;
9. Number of client households served; 10. Education and professional designations. Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers. Award does not evaluate quality of services provided to clients. Once awarded, wealth
managers may purchase additional profile ad space or promotional products. The Five Star award is not indicative of the wealth manager’s future performance. Wealth managers may or may not use discretion in their practice and therefore may not manage their client’s assets.
The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication. Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future
investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future. For more information on the Five Star award and the research/selection methodology, go to fivestarprofessional.com
4,383 New Jersey wealth managers were considered for the award;415 ( 9 percent of candidates) were named 2018 Five Star Wealth Managers. This year, we honored 23 New Jersey-area investment professionals with the Five Star Investment Professional award.
WEALTH MANAGERS INVESTMENT PROFESSIONALS
Steven A. Loeb
Left to right: Henry Fein; Jeanmarie Dunn-Kane; John Paul Dziuba, II; 2015 and 2018 winner Steven Loeb; Heidi Hansen
Steven A. Loeb, Esq., LL.M. (taxation) is the managing shareholder of the
corporate, tax, trust, estate and elder law departments of Fein, Such, Kahn
& Shepard, P.C. Steven’s practice includes sophisticated estate planning,
estate administration, estate litigation, charitable planning, non-profit
formation and counseling, asset protection, tax planning (both domestic
and international), business counseling and corporate transactions including
spin-offs, mergers and divestitures.
Steven and his team (many of whom are former attorneys for the Internal
Revenue Service) will work closely with you to develop a comprehensive
plan that will grow with you as your life or business evolves. They strive to
establish highly personalized relationships with their clients to understand
the unique needs of each person, family, business or organization, making
it their focus to address both present needs as well as long-term objectives.
His team’s dedication, wealth of knowledge and breadth of experience will
help you articulate your desires and concerns and will formulate strategies to
ensure a more secure future.
7 Century Drive, Suite 201 • Parsippany, NJ 07054
1400 Old Country Road, Suite C103 • Westbury, NY 11590
Phone: 973-867-4502 • firstname.lastname@example.org • www.feinsuch.com
Investment Professional Award Winner
Wealth Manager Award Winner
Chris began his career as a financial services representative in 1995 after graduating from Miami University,
Oxford, OH. The focus of Chris’practice is lifestyle confidence through financial planning. To accomplish this goal,
Chris utilizes a holistic, product agnostic planning approach. At the core, Chris collaborates with his clients to
develop and prioritize goals and focus their resources toward their achievement.
Areas covered range from cash-flow analysis, saving for education, family protection strategies such as life,
long-term care, and disability income, pre and post retirement planning strategies, executive benefits and
compensation, and advanced estate and legacy planning strategies.
2018 winner Christopher Grella
Financial Advisor, Vice President
Start Planning for a Brilliant Future
CFP®, MBA, APMA®
Helping to prepare our clients for their success
Certified Financial Planner Board of Standards Inc. o wns the certification marks CFP®, CER TIFIED FINANCIAL PLANNER™ and CFP ( with flame
design) in the U.S. Ameriprise Financial does not offer tax or legal advice. Consult your tax advisor or attorney. Investors should
conduct their o wn evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial
success. Ameriprise Financial Services, Inc., Member FINRA and SIPC.Investment advisory services and products are made available
through Ameriprise Financial Services, Inc., a registered investment adviser.
200 Campus Drive, Suite 150 • Florham Park, NJ 07932
Phone: 973-549-6718 • email@example.com
Follow on Facebook and LinkedIn